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Found 31 jobs
    • Liechtenstein
    • €80000 - €80001 per annum
    • Posted 1 day ago

    As Compliance Officer, you will: *Development of existing compliance control framework for retail *Be a subject matter expert in applicable banking regulations (CRD IV/CRR, KWG,MaRisk, MiFID II/MiFIR, WpHG, MaComp, UCITS V, AIFMD, KAGB, etc.) when interacting with internal and external stakeholde...

    • Hong Kong
    • Negotiable
    • Posted 1 day ago

    A leading international corporate services provider are looking for a senior individual to join their team in Hong Kong. You will play a key part in the operational function of the corporate services business. Responsibilities; * Overseeing a regional team across Hong Kong, China and Singapore...

    • Hong Kong
    • competitive benefits
    • Posted 1 day ago

    The ideal Legal Counsel candidate will have a proven-track record of Legal experience in Prime Brokerage and is expected to provide legal advice to senior management and business on related issues. As a senior member of the Legal team, this Legal Counsel will work closely with business, the gov...

    • Düsseldorf, Nordrhein-Westfalen
    • Negotiable
    • Posted 3 days ago

    Compliance Officer Position - Düsseldorf A global transaction banking platform is looking for a Compliance Officer to join the team in Düsseldorf, specialising in AML and Financial Crime practices. As a Compliance Officer you will report directly to the Head of Compliance and work within all asp...

    • Frankfurt am Main, Hessen
    • Negotiable
    • Posted 3 days ago

    An American financial institution with arms in investment banking, capital markets, asset management and direct investing, is looking for a Head of Compliance to join its team in Frankfurt. With over $40 billion USD in assets and offices around the world, the firm is growing its German base. As H...

    • Luxembourg
    • £50000 - £50001 per annum
    • Posted 8 days ago

    Positions have recently become available for a Junior Compliance Officer position at a boutique, fin-tech financial services organisation, based in Luxembourg with offices in Lyon. The company specialises in payments, within the domain of the EU. This is an exiting opportunity for any candidate ...

    • Frankfurt am Main, Hessen
    • Negotiable
    • Posted 8 days ago

    Role: Deputy Compliance Officer Location: Frankfurt Salary: Up to 120k An award-winning FinTech is continuing its global expansion and looking for a Deputy Compliance Officer with AML experience to join its growing team in Frankfurt. As Deputy Compliance Officer you will report into the Local H...

    • Düsseldorf, Nordrhein-Westfalen
    • €60000 - €80000 per annum
    • Posted 9 days ago

    Our Client is one of the leading global commercial banks in the world, providing excellent service values to external contacts. Currently seeking an individual who is independently driven and can communicate comfortably with internal and external parties. This position will give you the opportuni...

    • Hamburg, Germany
    • Up to £60001 per annum
    • Posted 10 days ago

    A position has recently become available for a Compliance manager at a market leading American insurer. This is an opportunity for candidates to join a dynamic, multifaceted team, operating in a forward-thinking and fast-paced environment. You will ensure the organisation's compliance with both ...

    • Berlin, Germany
    • Negotiable
    • Posted 10 days ago

    Title: Senior Compliance Manager A European Banking Group is looking for a Senior Compliance Manager in Berlin. Come join the innovative and highly motivated environment with continuous success stories as a leading provider of investment and credit products. As Senior Compliance Manager, you wi...

    • Hong Kong
    • Negotiable
    • Posted 11 days ago

    A leading international corporate services provider are looking for a senior individual to join their team in Hong Kong. You will play a key part in the operational function of the corporate services business. Responsibilities; * Overseeing a regional team across Hong Kong, China and Singapore...

    • Chicago, Illinois
    • full benefits
    • Posted 12 days ago

    A leading international firm and trusted advisor to industry leaders is in search of a Trust & Estate Associate Attorney (BigLaw) to join their legal team in Chicago. The team has created a culture based on collaboration and eager to maintain a dynamic work environment and looking to add a brigh...

    • London, England
    • + bonus / equity
    • Posted 12 days ago

    As a result of incredible growth and success, a leading and top-performing global equities asset management firm, with AUM of approximately $3bn, are hiring a Chief Operating Officer to join the flourishing asset manager. The firm is a long-only successful asset manager that has sustained strong...

    • London, England
    • Negotiable
    • Posted 15 days ago

    Responsibilities: Oversee internal Compliance framework as well as policies and procedures Give insight across a broad range of regulatory topics Find practical compliance solutions on a number of regulatory topics Oversee a team of Managers and Juniors Conduct client calls to discuss C...

    • Munich, Bayern
    • Negotiable
    • Posted 16 days ago

    A position has recently become available for a Tax Compliance manager role at a market leading consultancy firm. This is an opportunity for candidates to join a dynamic, multifaceted team, operating in a forward-thinking and fast-paced environment. You will ensure the organisation's compliance ...

    • Stuttgart, Baden-Württemberg
    • £80000 - £100000 per annum
    • Posted 16 days ago

    Compliance Manager Stuttgart Our client is one of the largest independent and strongest financial service providers in Germany. The cooperation is characterised by provision, diversity and solidarity. Currently seeking a Compliance Manager to work within the business of 13,00 people. This posit...

    • Chicago, Illinois
    • Negotiable
    • Posted 17 days ago

    Company Summary A leading international firm and trusted advisor to industry leaders is in search of an M&A Associate Attorney (AmLaw100) to join their legal team in Chicago. The team has created a culture based on collaboration and eager to maintain a dynamic work environment. The team represe...

    • Singapore
    • Negotiable
    • Posted 17 days ago

    Key Responsibilities: Draft and disseminate policies and procedures pertaining to the Singapore branch compliance framework Maintaining the company's compliance manual Designing a training curriculum tailored to each department Liaising with the necessary regulatory and audit authorities ...

    • Singapore
    • Negotiable
    • Posted 22 days ago

    Responsibilities: Conducting regulatory Compliance reviews ( ex: MAS 603, SFA, FAA etc.) Capacity to handle multiple distinct reviews with various stakeholders simultaneously Carry out the reviews according to the Group's testing practices Identify regulatory risks, notify accordingly and p...

    • Hong Kong
    • Negotiable
    • Posted 22 days ago

    Our client in a top tier private bank is growing aggressively here in Asia. They are currently looking for a General Compliance Manager to join their regulatory compliance team. Job Responsibilities Report to Head of Regulatory Compliance Advice business units on compliance and regulato...