Legal And Compliance Jobs | Search & Apply Today

Found 20 jobs
    • Ohio
    • Negotiable
    • Posted 4 days ago

    Responsibilities: Advise clients with public and private securities offerings; mergers & acquisitions; all aspects of corporate governance matters; SEC reporting requirements and compliance. Draft, review, and negotiate a wide variety of corporate transactional documents and contracts. Qualificat...

    • Ohio
    • Negotiable
    • Posted 4 days ago

    Responsibilities: Draft and review complex documents to support construction and real estate transactions, including: purchase and sale agreements, financing documents, joint venture and commercial real estate agreements. Negotiate documentation related to, all aspects of global commercial real e...

    • Frankfurt am Main
    • Negotiable
    • Posted 4 days ago

    Ich arbeite gerade zusammen mit eine sehr erfolgreiche Deutsche Investmentfirma, die suchen einen motivierten, dynamischen und leidenschaftlichen Compliance Manager für ihr Frankfurter Büro. Mit Niederlassungen in ganz Europa und im Ausland, bieten sie den besten Service innerhalb ihrer Märkte. W...

    • Las Vegas
    • Negotiable
    • Posted 5 days ago

    Currently working with a leading data driven financial services company. They are seeking to expand their legal team and this individual will be a critical hire for the business and report to General Counsel/CCO. The Associate General Counsel will be responsible for dealing with regulatory bodies...

    • Los Angeles
    • Negotiable
    • Posted 10 days ago

    Currently working with a leading Financial Institution who has $15B AUM. They are seeking to expand their legal team and this individual will be a critical hire for the Business and report to the General Counsel. The Corporate/Securities Counsel will be working with key business executives on a v...

    • Hong Kong
    • Negotiable
    • Posted 12 days ago

    Our client is a top legal service provider who is looking for a AML/CDD Manager to oversee the team. Job Responsibilities Undertake the CDD process for clients in accordance with regulatory and internal processes & procedures Undertake the periodic review for existing clients in accordance with r...

    • Frankfurt am Main
    • €100000 - €130000 per annum
    • Posted 14 days ago

    Senior Compliance Manager Frankfurt An exciting opportunity to work for a global investment company with over 5,000 employees across six continents. If you want to be part of a dynamic team with incredible growth and individual development opportunities, then this is the right position for you. T...

    • Amsterdam
    • Negotiable
    • Posted 17 days ago

    My client, a global banking group in Amsterdam with a strong leadership team, is looking to make the hire of both Medior & Senior Legal Counsel contribute and advise on wide range of legal matters in relation to their activities around the globe. If you are a Lawyer, Legal Counsel candidate comin...

    • Hong Kong
    • Negotiable
    • Posted 17 days ago

    Our client is a top Asia private bank that has strong presence in Hong Kong and they are looking for a business compliance manager (1 year contract) under the front office. Job Responsibilities Review and provide feedback on new or revised Compliance-related policies and procedures. Review new an...

    • Hong Kong
    • Negotiable
    • Posted 17 days ago

    A top tier pure play private bank that is expanding their business in Asia is currently looking for AVP/VP for their KYC Compliance team. Job Requirements To perform regulatory compliance function and conduct compliance surveillance Design, implement and manage the Bank's compliance procedures an...

    • Hong Kong
    • HK$300000 - HK$500000 per annum
    • Posted 18 days ago

    Responsibilities: Providing provide professional company secretarial and regulatory compliance services for both listed and multinational corporations clients. To handle Know Your Client on new engagements and conduct annual Know Your Client review on client companies To coordinate with working p...

    • Hong Kong
    • Negotiable
    • Posted 18 days ago

    A top tier pure play private bank that is expanding their business in Asia is currently looking for AVP/VP for their KYC Compliance team. Responsibilities Perform & ensure KYC due diligence check on new client on-boarding with high accuracy to comply with all legislation's, regulations & bank pol...

    • San Francisco
    • Negotiable
    • Posted 20 days ago

    Currently working with a Global Real Estate firm who is seeking to expand their legal team. This individual will be a critical hire for the Real Estate team and report to the General Counsel. The Real Estate Counsel will also be working with key business executives on a variety of complex project...

    • Vienna
    • Negotiable
    • Posted 20 days ago

    A multinational corporate bank based in Vienna, is seeking a Senior Compliance lead to assist in establishing a strong digital banking arm. Our client has more than 16 million customers across 13 different jurisdictions who value cultural diversity and a healthy working environment. You will be i...

    • Düsseldorf
    • £50000 - £70000 per annum
    • Posted 21 days ago

    Compliance Officer (Deutschsprachig) Düsseldorf Sind Sie auf der Suche nach einer neuen und spannenden Karrieremöglichkeit? Dieses globale Fintech ist auf der Suche nach einem eigenverantwortlichen Compliance Officer. In der Düsseldorfer Niederlassung unterstützen Sie den Head of Global Complianc...

    • Hong Kong
    • Negotiable
    • Posted 24 days ago

    A top global bank is currently looking for a compliance officer to join the internal control team under the global markets division. Job Responsibilities Build and implement compliance policies, procedures, and controls for the global markets division Provide compliance advice for investment prod...

    • New York
    • Negotiable
    • Posted 26 days ago

    Currently working with a Global Financial Institution who is seeking to expand their legal team. This individual would be part of their global privacy team and be a critical hire for the firm. You will be responsible for designing and implementing a global privacy law compliance program as well a...

    • Amsterdam
    • Negotiable
    • Posted 26 days ago

    Senior Prudential Compliance Officer Amsterdam A multinational diverse trading firm are seeking are seeking a Senior Prudential Officer to oversee a variety of regulatory compliance programs across Europe. Our client trade across a broad range of asset classes, instruments and strategies, in a nu...

    • Luxembourg
    • Negotiable
    • Posted 27 days ago

    Senior Compliance Officer Luxembourg A leading Swiss Private Banking group head quartered in Zurich are seeking a highly qualified Senior Compliance Officer in Luxembourg. The three business lines that they manage are Private Banking, Investment Advice and Asset Management - with more than 3,000 ...

    • Luxembourg
    • Negotiable
    • Posted 28 days ago

    Head of AML Luxembourg A leading Swiss Private Banking group head quartered in Zurich are seeking a highly qualified Head of AML in Luxembourg. The three business lines that they manage are Private Banking, Investment Advice and Asset Management - with more than 3,000 employees worldwide in aroun...