Legal And Compliance Jobs | Search & Apply Today

Found 41 jobs
    • Luxembourg
    • Negotiable
    • Posted 3 days ago

    Role: Oversight Officer Location: Luxembourg Salary: Competitive and candidate dependent Reporting To: Head of Oversight Officer One of the oldest Swiss private banks has developed some unique investment strategies and products which are designed for both institutional clients and third-party dis...

    • Luxemburg
    • Negotiable
    • Posted 3 days ago

    A client of our is seeking an experienced and knowledgeable individual to join a multinational bank as the Head of Compliance in Luxembourg. You will be responsible for ensuring the bank's compliance with all applicable laws, regulations, and internal policies in relation to corporate banking, le...

    • New York
    • US$150000 - US$151000 per year
    • Posted 3 days ago

    We have a current opportunity for a Sales Director with a Reg-Tech start-up that is helping financial companies (e.g. banks, investment firms, brokers, hedge funds, and asset managers) meet their obligations under various global financial regulations. They are a Series B Compliance and Technology...

    • Luxembourg
    • Negotiable
    • Posted 6 days ago

    We have just been engaged by a successful European asset manager to assist with the recruitment of a Compliance & Risk Manager for their team. This Super ManCo is present in over six countries and has over 250 billion euro's in assets under their management. This is a great opportunity to join a ...

    • Amsterdam
    • US$80000 - US$80001 per annum
    • Posted 10 days ago

    A leading trading company located in Amsterdam is looking for a Compliance Surveillance Officer to join their global compliance team. The role requires a technical understanding of trade surveillance and market abuse. Your expertise will be used to provide ongoing guidance and suggest improvement...

    • Frankfurt am Main
    • €90000 - €100000 per annum
    • Posted 10 days ago

    A leading fintech company specialising in structured investment products are seeking a highly skilled and experienced Senior Compliance Officer to join our dynamic team. This role will focus on both Anti Financial Crime and Regulatory Compliance, ensuring our operations align with German regulati...

    • Paris
    • Negotiable
    • Posted 13 days ago

    Are you a detail-oriented professional with a strong background in regulatory compliance within the financial services industry? Do you possess expertise in the AMF regulations and thrive in a multinational environment? A client of ours is seeking a highly skilled Regulatory Compliance Officer to...

    • Zug
    • Negotiable
    • Posted 13 days ago

    Client & role summary: They are one of the largest commodity traders around the globe and they are looking for a Sanctions officer with an experience in transactions Due diligence activities. Responsibilities: Monitor and analyze modifications in regulations and sanctions from different authoriti...

    • Amsterdam
    • Negotiable
    • Posted 14 days ago

    Role: Independent Non-Executive Director Location: Amsterdam Salary: Competitive and candidate dependent Reporting To: CEO, Amsterdam A renowned algorithmic trading venue is seeking an independent non-executive director to sit on the board, to provide strategic advice to the CEO and senior manage...

    • Paris
    • Negotiable
    • Posted 14 days ago

    Role: Financial Crime Compliance Officer Location: Paris Salary: Competitive and Candidate Dependent Reporting To: Head of Compliance We are currently representing a renowned client within the corporate banking industry, with over 40 years of experience in the European markets. The bank has offic...

    • Luxembourg
    • Negotiable
    • Posted 17 days ago

    Role: Senior Compliance Officer Location: Luxembourg Salary: Competitive and candidate dependent Reporting To: Senior Compliance Officer A leading asset management entity is looking for a Senior Compliance Officer. Sustainability is at the heart of all they do. Sustainable investment is the best ...

    • Zug
    • Negotiable
    • Posted 17 days ago

    Client & role summary: They are one of the largest commodity traders around the globe and they are looking for a KYC officer with a diverse background (advisory is a big plus) to join their HQ in Zug. This employee will advise locally & globally to the business & internal units on various topics....

    • Amsterdam
    • Negotiable
    • Posted 18 days ago

    Role: Regulatory Compliance Officer Location: Amsterdam Salary: Competitive and candidate dependent Reporting To: Head of Compliance A renowned trading firm in Amsterdam is seeking an experienced regulatory compliance officer to become responsible for ensuring the organization complies at all tim...

    • Frankfurt am Main
    • Negotiable
    • Posted 18 days ago

    A leading international commercial bank, with presense in a number of countries worldwide, are currently seeking for a Compliance and AML Officer to join their Frankfurt branch. Responsibilities: Acting as the Compliance Manager independently and reporting directly to Senior Management on all com...

    • Luxemburg
    • Negotiable
    • Posted 19 days ago

    Role: Compliance AML Officer Location: Luxembourg Salary: Competitive and Candidate Dependent Reporting To: Head of AML/Financial Crime We are currently representing a top leading client within the private bank industry in Luxembourg. Our client is a renowned Swiss Private Bank, operating in 40 c...

    • Luxembourg
    • Negotiable
    • Posted 20 days ago

    We are assisting an asset management firm their search for a Compliance Officer/RC with a specialization in Environmental, Social, and Governance (ESG) issues. This is an excellent opportunity for someone with an interest in the area of ESG with the company is offering support with and fund the f...

    • Brussels
    • Negotiable
    • Posted 21 days ago

    Role: Senior Compliance Officer Location: Brussels, Belgium Salary: Competitive and Candidate Dependent Reporting To: Head of Compliance Conduct and Advisory, Belgium We are currently representing a leading investment management firm in Belgium that is looking for a Senior Compliance Officer. The...

    • Hong Kong
    • HK$1200000 - HK$1800000 per annum
    • Posted 22 days ago

    Responsibilities: Act as a project manager to lead and coordinate the implementation of resolution planning standards and liquidity standards issued by HKMA Develop and maintain project plans, timelines, and budgets to ensure successful execution of project deliverables Provide guidance and suppo...

    • Zurich
    • £160000 - £240000 per annum + CHF
    • Posted 24 days ago

    Client summary: They are one of the foreign private bank in Zurich and looking for a Head of Compliance to lead Compliance unit for their Zurich office. This person will be in close contact with the management from the group as well as the management from Swiss entity. Responsibilities: Lead and ...

    • Frankfurt am Main
    • Negotiable
    • Posted 25 days ago

    Wir wurden von einem Fintech damit beauftragt für die Bank des Unternehmens einen (Senior) Compliance Officer für Ihr Büro in Frankfurt zu finden. Der Trading Bereich wird neu aufgebaut was es Ihnen ermöglicht einfluss darauf zu nehmen wie genau die Position in Zukunft aussieht. Tätigkeiten: Unte...

    • Frankfurt (Oder)
    • Negotiable
    • Posted 27 days ago

    Company summary : My client is one of the leading investment boutiques in Germany and they are looking someone with an investment management background Due diligence officer in their Frankfurt branch. Responsibilities: Conduct operational risk analysis (Operational Due Diligence) on external asse...

    • Zurich
    • Negotiable
    • Posted 27 days ago

    Client summary: They are one of the foreign owned asset managers in Zurich and looking for a Head of Compliance to lead Compliance unit for their Zurich office. This person will be in close contact with the management from the group as well as the management from Swiss entity. Responsibilities: L...

    • Berlin
    • Negotiable
    • Posted about 1 month ago

    Role & Company summary: My client is one of the oldest banking groups in the Europe region. They are looking for a Compliance manager with an AML & Legal background for their Berlin office. Tasks: Assess financial crime legal issues Develop compliance infrastructure Advise on new product initiati...

    • Paris
    • Negotiable
    • Posted about 1 month ago

    A tier-1 multinational bank is currently seeking a compliance director in a hands-on role sitting within the markets compliance department with a European wide focus. Your Role: Providing compliance oversight for the European entity and be the subject matter expert Compliance advisory. Conduct re...

    • Luxemburg
    • Negotiable
    • Posted about 1 month ago

    A well-established multinational bank is currently seeking an experienced compliance officer to strengthen the compliance team in their Luxembourgish branch. This bank is well known for its quality of work for their customers which are predominantly private individuals. This role is quite broad a...

    • Luxembourg
    • Negotiable
    • Posted about 1 month ago

    A well-established multinational bank is currently seeking an experienced compliance officer to strengthen the compliance team in their Luxembourgish branch. This bank is well known for its quality of work for their customers which are predominantly private individuals. This role is quite broad a...

    • Luxemburg
    • Negotiable
    • Posted about 1 month ago

    Role: Compliance AML Manager Location: Luxembourg Salary: Competitive and Candidate Dependent Reporting To: Chief Compliance Officer We are currently representing a renowned client within the corporate banking industry, with over 40 years of experience in the European markets. The bank has office...

    • Frankfurt am Main
    • Negotiable
    • Posted about 1 month ago

    One of the Leading Global Commercial Banks are currently seeking for an Associate Risk Assessment Officer to join their Frankfurt EU headquarters. Tasks: Is familiar with the theoretical and practical requirements of the risk assessment under the German Law and actively engages in AML/CTF, sancti...

    • Paris
    • Negotiable
    • Posted about 1 month ago

    A universal and well-established banking group is seeking a Senior Compliance Officer to sit within the insurance division of the bank. This bank is operating worldwide and offers a broad range of products and services to a private and public clientele. Currently, it is developing in Paris and is...

    • Frankfurt am Main
    • Negotiable
    • Posted about 1 month ago

    One of the Leading Global Commercial Banks are currently seeking for an Associate Director, Sanctions, GSRT Europe to join their EU Headquarters. Tasks: Advice given to key stakeholders regarding the interpretation and application of regulatory expectations, laws, best practices, and the Group Sa...

    • Frankfurt am Main
    • Negotiable
    • Posted about 1 month ago

    One of the Leading Commercial banks in Germany, under one of the largest cooperative financial networks are currently seeking a Data Protection Officer to join their headquarters in Frankfurt. Tasks: Data Protection advising to departments and and employees within the institution on data protecti...

    • Frankfurt am Main
    • Negotiable
    • Posted about 1 month ago

    We are currently seeking an experienced and highly motivated Associate Director to lead the regulatory affairs function in the German market for a leading European bank. The successful candidate will be based in Frankfurt and will work closely with senior management to ensure compliance with regu...

    • Zurich
    • Negotiable
    • Posted about 1 month ago

    Client summary: My client is a global multi asset management company with present in 40+ countries. They are looking for a regulatory specialist with asset / invesmtent / fund management background. Tasks; - Manage the regulatory reporting process for the investors, track the new clients and ensu...

    • Luxembourg
    • Negotiable
    • Posted about 2 months ago

    Role: Head of Compliance Luxembourg Location: Luxembourg Reports to: Group Head of Compliance and CEO A prominent European bank is searching for a new Head of Compliance. Encompassing both Regulatory and Financial Crime Compliance, the responsibility of this individual will be to guide the compan...

    • Luxemburg
    • Negotiable
    • Posted about 2 months ago

    Role: Chief Compliance Officer - RC Location: Luxembourg Salary: Competitive and Candidate Dependent Reporting To: Conducting Officer We are currently representing a renowned client withing the asset management industry. The client has been in the industry for almost 2 centuries, with more than 1...

    • Luxembourg
    • Negotiable
    • Posted about 2 months ago

    Job Title: Senior Compliance Officer/RC Reporting to: Conducting Officer Location: Luxembourg An exciting Super ManCo is looking for a new Compliance Officer/RC to join their Luxembourg team. The Super ManCo was established in Switzerland over 50 years ago and now has offices in 5 different locat...

    • Paris
    • Negotiable
    • Posted about 2 months ago

    A multinational bank is seeking a Compliance Manager for their Markets compliance team in Paris. This bank is operating worldwide and is offering a wide range of products, which is why the scope of this role is relatively broad. You would be reporting directly into the Head of Markets Compliance....

    • Frankfurt am Main
    • Negotiable
    • Posted about 2 months ago

    A Leading Independent Financial Services Group are currently searching for a MaRisk Compliance Officer to join their Frankfurt branch. Responsibilities: Develop and implement compliance policies and procedures based on MaRisk regulations. Ensure that the company's operations comply with relevant ...

    • Frankfurt am Main
    • Negotiable
    • Posted about 2 months ago

    Wir wurden von einer der größten Banken aus Großbritannien beauftragt einen Associate Director für Ihr Governance Team zu finden. Sie benötigen jemanden mit einem Hintergrund in der Wertpapier Überwachung um das Team im Bereich der Kontrolle und dem Reporting zu verstärken. Tätigkeiten Entwicklun...

    • Munich
    • Negotiable
    • Posted about 2 months ago

    One of the World's Leading Asset Managers are currently seeking for a Senior Compliance Officer for their headquarters in Munich. Responsibilities: Assist in the development, implementation and monitoring of compliance policies and procedures Conduct regular compliance risk assessments and identi...

    • Paris
    • Negotiable
    • Posted 2 months ago

    A multinational and universal banking group is current seeking a Compliance Advisory Manager for the Markets compliance team in Paris. You would be reporting directly into the Head of Markets Compliance. Your Role: Providing compliance oversight for the Continental European entity on a broad rang...

Get new jobs for this search by email