Legal And Compliance Jobs | Search & Apply Today

Found 26 jobs
    • Luxembourg
    • Negotiable
    • Posted 1 day ago

    As a Senior Compliance Officer, you will be: *Managing and update of the firm's compliance governance and policies *Conducting customer due diligence on Private clients *Performing ongoing monitoring of the business relationship *Setting up and guiding monthly and quarterly compliance forums *Par...

    • New York
    • Negotiable
    • Posted 2 days ago

    A leading Life Sciences company is looking for a Senior Counsel to join their growing Legal team. This exciting opportunity will allow this individual to assist with growing and building the company's Legal Commercial/Regulatory platform. This individual will also have the opportunity to be on a ...

    • Hong Kong
    • HK$300000 - HK$500000 per annum
    • Posted 2 days ago

    Responsibilities: Providing provide professional company secretarial and regulatory compliance services for both listed and multinational corporations clients. To handle Know Your Client on new engagements and conduct annual Know Your Client review on client companies To coordinate with working p...

    • Lithuania
    • Negotiable
    • Posted 6 days ago

    A leading Financial Services Group based in the heart of Lithuania is seeking a Head of Conduct Risk and Ethics to lead and develop the framework across four Baltic regions. You will be in charge of providing clear guidance to a team of 10 individuals and the management board on key conduct initi...

    • Hong Kong
    • Negotiable
    • Posted 6 days ago

    Job Responsibilities Verify trade authorisations are in compliance with guidelines and regulatory rules. Provide support to the trading desks actively across a variety of Equity Derivative prod Coordinate investment orders and internal transfers with portfolio managers. Identify, prepare and revi...

    • London
    • Negotiable
    • Posted 7 days ago

    In this role, you will be in charge of managing your own caseload of privately funded matters. You are responsible for establishing the client's needs and working out the best way to support them, dealing with anything from fixed-fee divorces, child arrangements to complex financial disputes. Wha...

    • Chicago
    • Negotiable
    • Posted 8 days ago

    Contracts Paralegal Location: Chicago This Chicago based company is looking for a well-versed paralegal in the financial services space to join their team! This role will work collaboratively on transactional matters, vendor engagements, and complex contracts. This paralegal will be responsible f...

    • Chicago
    • US$100000 - US$120000 per annum
    • Posted 9 days ago

    Legal & Compliance Counsel Salary: $100,000 - $120,000 Location: Chicago This Chicago based company is looking for a well-versed attorney in the financial services space to join their rapidly growing team! This role will work collaboratively on legal matters pertaining to general corporate and re...

    • Singapore
    • Negotiable
    • Posted 12 days ago

    Responsibilities: Provide legal support for key business areas, including: portfolio management, investment operations, fund distribution, trading Negotiate, draft, and review fund documents, distribution arrangements, investment management agreements etc. Provide legal support and advice across ...

    • Hong Kong
    • Negotiable
    • Posted 13 days ago

    Job Responsibilities Handling SFC licensing application, licensing matters and requirements Keep track of SFC / SEC regulatory changes and EDSP Conduct day-to-day compliance tasks, including monitoring/surveillance, SFC filings, review and collection of brokerage statements Advise on investment c...

    • Boston
    • Negotiable
    • Posted 14 days ago

    We are currently working with a Global Investment Firm that is seeking an experienced investment management lawyer to join their Legal team. This position is an expansion hire and will give you the opportunity to be a key contributor to a reputable firm that is headquartered in Boston. You will b...

    • Greenwich
    • Negotiable
    • Posted 15 days ago

    We are currently working with a leading investment firm that is seeking a junior attorney be an integral part of their compliance Legal team. This firm is a leader in the funds space and has proven track record of success which has seen their AUM skyrocket over the past few years. They are lookin...

    • Frankfurt (Oder)
    • €80000 - €130000 per annum
    • Posted 17 days ago

    One of the worlds leading banks are currently looking to grow their Compliance Testing function. As a Compliance Testing Officer, you will: Develop and implement compliance testing mechanisms for front-line staff Participate in creating reports of reviews across all areas of the bank Using innova...

    • Berlin
    • €65000 - €80000 per annum
    • Posted 20 days ago

    One of the most exciting FinTech's in the market are growing their compliance function to new markets and are looking for compliance professionals with knowledge of French markets. As a Compliance Officer you would: Become a senior member of the French Compliance Team, you would be a key decision...

    • London
    • Negotiable
    • Posted 21 days ago

    What you will do: New client on-boarding Case preparation and preliminary advice Ongoing day to day case management Drafting of Court Applications, Orders and documentation Trial Bundle preparation Instructing Counsel Court hearing attendance This role would suit people who have: LLB Law Degree o...

    • Berlin
    • Negotiable
    • Posted 22 days ago

    An increcibly exciting start-up that are expected to be the next new big name in the Berlin FinTech world are looking for a Data Protection Officer. The company are a few months away from their launch so will be hoping to bring in an expert who has an affinity for creating future of data protecti...

    • Amsterdam
    • Negotiable
    • Posted 27 days ago

    A market leading fund and corporate services institution, with a truly personal approach is seeking a Compliance Manager. They strive on building trust and believe that providing financial and legal services is a people business. As a Compliance Manager, you will be appointed as the MLRO and resp...

    • Hong Kong
    • Negotiable
    • Posted 27 days ago

    Job Responsibilities Handling SFC licensing application, licensing matters and requirements Keep track of SFC regulatory changes and EDSP Conduct day-to-day compliance tasks, including monitoring/surveillance, SFC filings, review and collection of brokerage statements Keep track of CPT requiremen...

    • Berlin
    • Company car,medical insurance,pension
    • Posted 28 days ago

    One of Europe´s fastest growing Fintech are looking for a motivated and dynamic Head of Compliance Securities to join their Berlin office. Become part of an international compliance team and help build up, structure, and implement strategies and your own team. Taking responsibility from day one, ...

    • Berlin
    • €130000 - €170000 per annum
    • Posted 29 days ago

    An exciting international FinTech are looking to grow out their compliance function and are hoping to bring in an experienced Compliance Head to build out their team at an integral time for them. The position is also very flexible on location within Germany but Berlin is a preference. Responsibil...

    • Chicago
    • Negotiable
    • Posted 30 days ago

    Construction Litigation Attorney A highly reputable law firm is looking to substantially expand their construction litigation team! Based out of their Chicago office, the construction litigation associate will be on the forefront of building out this rapidly growing department. This opportunity o...

    • Chicago
    • Negotiable
    • Posted 30 days ago

    Employee Benefits & Executive Compensation Attorney Location: Chicago This top tier Law firm is looking for a well-versed executive compensation attorney to join their team! Ranked one of the top practice groups in executive compensation, this role will work collaboratively on proactive risk mana...

    • Boston
    • Negotiable
    • Posted 30 days ago

    A leading global pharmaceutical company in the Greater Boston Area is looking to hire a Compliance Officer to lead all compliance activities for their Commercial Operations business activities. The role will act as a strong second to the Global Chief Compliance Officer and assist with the impleme...

    • New York
    • Negotiable
    • Posted 30 days ago

    A boutique investment bank in Manhattan is looking to hire a Compliance Analyst to support the day to day operations of the compliance program. Reporting directly to the Executive Director of Compliance, the Compliance Analyst will be responsible for contributing to the development of the complia...

    • Boston
    • Negotiable
    • Posted 30 days ago

    A growing registered investment advisor, located outside of Boston, is looking to hire a Compliance Analyst. The role will act as the second to the Chief Compliance Officer and will be responsible for assisting with the review and maintenance of the firm's compliance program. This is a key role a...

    • Arizona
    • Negotiable
    • Posted about 1 month ago

    We are currently working with a leading Financial Services company that is seeking an experienced attorney be an integral part of their Banking Legal group. This firm is a leader in the Business Banking space and has grown it's AUM ten-fold in recent years. They are looking for a Senior Counsel w...