Responsibilities:
- Evaluate client documentation prepared by Front Office to identify potential compliance and integrity risks, such as KYC, AML/CFT, sanctions, bribery, corruption, and tax compliance.
- Serve as the central liaison for Relationship Managers and other internal team members regarding compliance concerns and inquiries.
- Implement and monitor compliance controls within designated timeframes, ensuring proper documentation and reporting of any issues to senior management and relevant stakeholders.
- Develop and maintain internal policies, procedures, and guidelines to uphold compliance standards aligned with group-level requirements.
- Contribute to the design and delivery of compliance training programs aimed at educating employees on regulatory obligations and best practices.
Requirements:
- Degree from a Swiss university in Law, Business Administration, or similar is preferred. Compliance certifications are an advantage.
- 5 years of experience in compliance preferably within Private Banking.
- Knowledge of Swiss and/or European regulations.
- Agile and hands-on individual with the ability to mananage and prioritise tasks.
- Fluency in English and German.
