Role: Senior Compliance Advisor
Location: Luxembourg
Salary: Competitive and Candidate Dependent
We are currently representing an international private bank with over 10,000 employees across 4 countries. Our client has a total asset of over โฌ80 billion, and is continuing to grow and strengthening their presence in Europe.
The Candidate
- Identify compliance risks and assess impacts on various bank activities; conduct gap analysis and propose solutions
- Develop and review MiFID-related policies and procedures
- Evaluate effectiveness of first-line controls and manage compliance risks for MiFID, Governance, Market Abuse, etc.
- Stay updated on relevant legislations and regulatory developments
- Monitor implementation of MiFID processes and procedures
- Prepare concise compliance monitoring reports and communicate findings
- Design new controls, communicate findings and action plans to stakeholders, and ensure follow-up
- Operate Market Abuse Surveillance system and assist in lodging STOR for suspicious transactions
- Coordinate with internal and external parties on MiFID/Market Abuse compliance matters
The Role
- At least 4-5 years of direct regulatory compliance experience, preferably in a bank or consulting firms
- Bachelor's degree in business management, law, or equivalent; master's degree preferred
- Good knowledge in MiFID and Market Abuse regulations, with expertise in investor protection and capital markets transparency
- Proficient in computer skills, comprehensive understanding of Luxembourg financial sector laws and regulations
- Attentive to detail, excellent organizational, analytical, and logical abilities
- Fluency in English & French, other European languages will be a plus
