A well-established European Private Bank is seeking a Compliance Officer/Manager with a specialized focus on MaRisk and Capital Markets to join their team in Frankfurt. In this role, you will be responsible for ensuring that the organization complies with a broad range of regulations, but the MaRisk and Capital Market space will be your main focus.
You would be reporting directly into the Global Head of Compliance, and as the office in Frankfurt continues to grow will have the opportunity take on more responsible and have a significant impact the development of the bank.
Key Responsibilities:
- Oversee and implement policies and procedures to ensure strict adherence to MaRisk regulations throughout the organization.
- Stay updated on Capital Markets regulations, assess their impact on our operations, and develop compliance strategies accordingly.
- Conduct risk assessments to identify potential compliance issues related to MaRisk and Capital Markets, and develop mitigation plans.
- Collaborate with relevant stakeholders to develop and update compliance policies and guidelines, ensuring alignment with MaRisk and Capital Markets requirements.
- Provide training and guidance to staff members to foster a culture of compliance awareness.
- Lead or support internal investigations related to compliance concerns, and recommend corrective actions as needed.
Qualifications:
- Proven experience as a Compliance Officer with a strong focus on MaRisk and Capital Markets compliance.
- Strong knowledge or experience in Compliance matter within Banking and ideally within Private Banking.
- Analytical skills and attention to detail, with the ability to assess complex regulatory issues.
- Excellent communication and interpersonal skills for effective collaboration and education.
- Ability to work independently and as part of a team in a dynamic and highly regulated environment.
- Fluency in German and English.
