Responsibilities:
- Provide guidance and lead engagements on KYC due diligence in new client onboarding and conducting periodic review
- Perform guidance and perform account activity review in conducting a periodic review and ensure the timely escalation of suspicious transactions to MLRO
- Interact with FO staff on KYC/CDD deficiency issues and request for supporting records in new client onboarding and conducting periodic review
- Ensure local procedures are in alignment with the regulatory requirements and assist in regular updating of the internal policies and procedures
- Prepare training materials and deliver AML training and share knowledge with team members
- Provide guidance and perform BI / IAM annual review
Requirement:
- Bachelor's Degree in Business or related field
- 5+ years' relevant working experience in compliance background (Private banking background would be an advantage)
- Familiarity with regulations
- Capable of working independently and in a team environment
