A global prop trading firm is seeking an experienced senior compliance officer, to become responsible for all EU-based compliance activities for their hub in Amsterdam. Our client trade across a broad range of asset classes, instruments and strategies, in a number of financial markets across the globe. If you are seeking a position within a global diverse trading firm who work together in solving complex problems, do not hesitate to look further!
Key Responsibilities:
- 1st point of contact with the local regulators (AFM & DNB)
- Representing the institution in all trade associations internally/externally
- Working alongside the Director of the EU and the Head of Compliance in the UK
- Assist in the development, implementation of the compliance monitoring programme, policies, procedures and internal controls
- Oversight of EU and UK Market Abuse surveillance
- Assessment of the impact of new trading initiatives with particular reference to surveillance and transaction reporting
- Guidance on Exchange rules and ad-hoc advisory
- Implementing compliance training program
- Developing a robust compliance culture
- Reporting directly to the board of directors in Amsterdam/US
Profile:
- 7+ years of compliance and financial markets experience
- Experience with European exchanges and regulators
- Strong knowledge of MIFID, MAR, EMIR etc
- Strong organizational and presentation skills
- Analytical and problem-solving skills
- Fluency in English, and Dutch is a bonus