Our client is a top tier global asset management which offers a wide range of investment products and has offices around the globe who is looking for a compliance officer to join their team.
Job Descriptions
- Advise on compliance issues and potential impact of regulatory trends and developments
- Responsible for legal drafting of internal documents, regulatory filings and other commercial agreements
- Assist in monitor the development of regulatory changes to ensure the company policies and procedures are in line with updated regulatory requirements.
- Create and maintain various databases and processes Review the current compliance framework of the company and suggest actions for improvement
- Manage relationship with the relevant Exchanges and Regulators (SFC and HKEX), handling queries and requests
Job Requirements
- Hold a university degree, preferably in finance / accounting business / legal discipline
- 8 years of compliance-related experience in asset management or hedge fund
- Possess excellent communication and interpersonal skills
- Good command of written and spoken English and Mandarin is advantageous
- Hands on, result-driven, ability to adapt to a fast pace environment