Responsibilities
- Manage your own portfolio of clients regulated by SFC and SEC
- Setting up of compliance infrastructure and compliance manuals to clients
- Manage regulatory filing and reporting schedules
- Provide ad hoc regulatory advice and creative solutions
Qualifications
- Proven experience in a compliance role within an SFC regulated firm or a direct competitor
- Strong understanding of the asset management industry
- Strong English communication skills
- Ability to work between projects with tight deadline
